Key Responsibilities:

• Develop and implement compliance plans based on business risks.
• Conduct compliance testing and risk assessments.
• Define and monitor Key Risk Indicators (KRIs).
• Prepare quarterly compliance reports.
• Manage regulatory compliance policies and governance.
• Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations.
• Ensure compliance with U.S. regulations that may apply to overseas operations.

Key Skills Required:

• Regulatory Compliance
• Risk Assessment and Compliance Testing
• SEC and CFTC Regulations
• BSA/AML and OFAC Compliance
• Key Risk Indicators (KRIs)
• Compliance Reporting and Governance
• U.S. Extraterritorial Regulations